James Bunby

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Frenkel Topping Limited

    FRN 145186

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF30 Customer (since 22 Mar 2026)
    • Appointed representative dealing with clients for which they require qualification (since 17 Feb 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (11 Apr 2016 to 8 Dec 2019)
  • Forte Wealth Management Limited

    FRN 796645

    • (3)Employed By (since 2 Feb 2026)
  • Ralli Financial Services Limited (no longer approved here)

    FRN 967224

    • (13)Employed By (18 Jan 2022 to 13 Apr 2026)
  • Ascencia Investment Management Limited (no longer approved here)

    FRN 409409

    • CF30 Customer (4 Jan 2016 to 18 Dec 2017)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Ralli Financial Services Limited

  2. controlled function added: (13)Employed By at Ralli Financial Services Limited

  3. controlled function removed: Employed By at Forte Wealth Management Limited

  4. controlled function added: (3)Employed By at Forte Wealth Management Limited