Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2025)
    • [FCA CF] Client dealing (since 1 Nov 2025)
  • TAVISTOCK PARTNERS (UK) LTD (no longer approved here)

    FRN 230342

    • [FCA CF] Functions requiring qualifications (27 Sep 2022 to 13 Mar 2026)
    • [FCA CF] Client dealing (27 Sep 2022 to 13 Mar 2026)
  • Pattinson and Brewer Financial Services Limited (no longer approved here)

    FRN 961027

    • Employed By (7 Mar 2022 to 22 Jul 2022)
  • Frenkel Topping Limited (no longer approved here)

    FRN 145186

    • CF30 Customer (12 Apr 2021 to 22 Jul 2022)
    • [FCA CF] Client dealing (1 Mar 2021 to 22 Jul 2022)
    • [FCA CF] Functions requiring qualifications (1 Mar 2021 to 22 Jul 2022)
  • Forte Wealth Management Limited (no longer approved here)

    FRN 796645

    • (6)Employed By (12 Apr 2021 to 22 Jul 2022)
  • Bartholomew Hawkins Ltd (no longer approved here)

    FRN 489590

    • CF30 Customer (9 Oct 2017 to 8 Dec 2019)
  • Aqua Financial Limited (no longer approved here)

    FRN 605083

    • CF30 Customer (11 Nov 2013 to 22 Sep 2017)
  • City Asset Management Plc (no longer approved here)

    FRN 122483

    • CF30 Customer (21 Jul 2009 to 28 Mar 2012)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Forte Wealth Management Limited

  2. controlled function added: (6)Employed By at Forte Wealth Management Limited