John Cromey

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ascencia Investment Management Limited (no longer approved here)

    FRN 409409

    • [FCA CF] Manager of certification employee (6 Jul 2021 to 31 Mar 2022)
  • Frenkel Topping Limited (no longer approved here)

    FRN 145186

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2022)
  • Cullen Wealth Limited (no longer approved here)

    FRN 224355

    • CF30 Customer (1 Nov 2007 to 18 Feb 2011)
    • Responsible for Insurance Mediation (14 Jan 2005 to 18 Feb 2011)
    • CF10 Compliance Oversight (19 Jul 2003 to 18 Feb 2011)
    • CF21 Investment Adviser (19 Jul 2003 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (19 Jul 2003 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (19 Jul 2003 to 18 Feb 2011)
    • CF1 Director (19 Jul 2003 to 18 Feb 2011)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF21 Investment Adviser (1 Dec 2001 to 21 Jul 2003)
  • Cullen Financial Planning (no longer approved here)

    FRN 189045

    • Employed By (22 Dec 1998 to 29 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

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