FIL Investment Services (UK) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Dermott Whelan
IRN DPW01039
- CF30 Customer (16 Apr 2008 to 5 Dec 2008)
Dimitar Zahariev Radoukov
IRN DZR01000
- CF30 Customer (23 Jul 2008 to 22 Aug 2008)
Dirk Philippa
IRN DJP01166
- CF30 Customer (5 Dec 2013 to 23 Oct 2017)
Dmitry Solomakhin
IRN DXS01933
- CF30 Customer (3 Jan 2008 to 23 Oct 2017)
Dominic Alan Valder
IRN DAV01024
- CF30 Customer (28 Apr 2016 to 23 Oct 2017)
Dominic Griffin
IRN DEG01051
- CF30 Customer (3 Jan 2008 to 30 Jan 2009)
Dominic Michael Joseph Rossi
IRN DMR01051
- CF1 Director (27 Jan 2011 to 8 Dec 2019)
Douglas James Naismith
IRN DJN01082
- CF16 Significant Mgt (Desgntd Investment Business) (12 Aug 2005 to 19 Apr 2007)
Duncan Craig Monk
IRN DCM01058
- CF30 Customer (1 Nov 2007 to 1 Sep 2010)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Duncan Robert Fraser
IRN DRF01033
- CF30 Customer (10 Oct 2011 to 23 Oct 2017)

Smaller firms operating under this firm's FCA authorisation.

Fidelity Technology India Private Limited (no longer appointed)
FRN 225972 · Appointed 30 Jun 2003 · Until 9 Aug 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.