Dominic Michael Joseph Rossi

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Financial Administration Services Limited (no longer approved here)

    FRN 122169

    • SMF9 Chair of the Governing Body (31 Jan 2020 to 31 Dec 2020)
    • CF1 Director (1 Apr 2016 to 8 Dec 2019)
  • FIL Investments International (no longer approved here)

    FRN 122170

    • SMF9 Chair of the Governing Body (31 Jan 2020 to 28 Jan 2022)
    • CF3 Chief Executive (1 Apr 2016 to 4 Nov 2016)
    • CF1 Director (27 Jan 2011 to 8 Dec 2019)
  • FIL Investment Advisors (UK) Limited (no longer approved here)

    FRN 159360

    • SMF9 Chair of the Governing Body (31 Jan 2020 to 28 Jan 2022)
    • CF1 Director (27 Jan 2011 to 8 Dec 2019)
  • FIL Wealth Management Limited (no longer approved here)

    FRN 464968

    • CF1 Director (1 Apr 2016 to 8 Dec 2019)
  • FIL Investment Services (UK) Limited (no longer approved here)

    FRN 121939

    • CF1 Director (27 Jan 2011 to 8 Dec 2019)
  • FIL Pensions Management (no longer approved here)

    FRN 144345

    • CF1 Director (27 Jan 2011 to 8 Dec 2019)
  • Threadneedle Asset Management Limited (no longer approved here)

    FRN 122194

    • CF29 Significant management (1 Nov 2007 to 18 Aug 2008)
    • CF30 Customer (1 Nov 2007 to 18 Aug 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (4 Sep 2007 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Threadneedle International Limited (no longer approved here)

    FRN 143014

    • CF29 Significant management (1 Nov 2007 to 18 Aug 2008)
    • CF30 Customer (1 Nov 2007 to 18 Aug 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (4 Sep 2007 to 31 Oct 2007)
    • CF27 Investment Management (12 May 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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