Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CAPRICORN FUND MANAGERS LIMITED
FRN 505252
- [FCA CF] Client dealing (since 24 Jan 2025)
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- [FCA CF] Client dealing (18 Aug 2022 to 27 Feb 2024)
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- [FCA CF] Material risk taker (30 Mar 2021 to 1 Feb 2022)
- [FCA CF] Client dealing (13 Jan 2020 to 1 Feb 2022)
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- CF30 Customer (10 Oct 2011 to 23 Oct 2017)
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- CF30 Customer (10 Oct 2011 to 30 Jan 2019)
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- CF30 Customer (10 Oct 2011 to 5 Dec 2017)
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- CF30 Customer (10 Oct 2011 to 5 Dec 2017)
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- CF30 Customer (1 Dec 2009 to 7 Jul 2011)
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- CF30 Customer (1 Dec 2009 to 7 Jul 2011)
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- CF30 Customer (1 Nov 2007 to 7 Jul 2011)
- CF26 Customer Trading (7 Oct 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.