Dominic Alan Valder

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

J.P. Morgan Investment Management Inc
FRN 119267
- [FCA CF] Client dealing (since 3 Oct 2022)
JPMorgan Asset Management (UK) Limited
FRN 119337
- [FCA CF] Client dealing (since 3 Oct 2022)
JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Client dealing (since 3 Oct 2022)
FIL Investment Services (UK) Limited (no longer approved here)
FRN 121939
- CF30 Customer (28 Apr 2016 to 23 Oct 2017)
FIL Pensions Management (no longer approved here)
FRN 144345
- CF30 Customer (28 Apr 2016 to 15 Mar 2019)
FIL Investment Advisors (UK) Limited (no longer approved here)
FRN 159360
- CF30 Customer (28 Apr 2016 to 13 May 2019)
FIL Investments International (no longer approved here)
FRN 122170
- CF30 Customer (5 Oct 2011 to 14 May 2014)
J.P. Morgan Markets Limited (no longer approved here)
FRN 114031
- CF21 Investment Adviser (1 Dec 2001 to 6 May 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.