Evelyn Partners Securities

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Credit Brokering

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Negotiation

• Debt Plan Admin

• Debt Collection

• Debt Advice

• Consumer Loans

• Loan Servicing

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Bahador Mahvelati

  IRN BXM00504

  • SMF24 Chief Operations (since 19 May 2025)
  • [FCA CF] Manager of certification employee (7 Apr 2025 to 18 May 2025)
  • [FCA CF] Significant management (18 Mar 2025 to 18 May 2025)
• Ben Cable

  IRN BRC01035

  • 17. Administrative functions in relation to managing investments
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Ben Daniel Murrell

  IRN BDM01050

  • CF30 Customer (8 Dec 2016 to 5 Jul 2017)
• Ben Griffiths

  IRN BXG01385

  • [FCA CF] Client dealing (9 Dec 2019 to 26 Jun 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Jun 2023)
  • CF30 Customer (26 Oct 2018 to 8 Dec 2019)
• Ben Molineux

  IRN BXM01823

  • CF30 Customer (22 Feb 2017 to 9 Aug 2017)
• Benjamin Andrew Vincent Browning

  IRN BAB01038

  • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2003)
  • CF27 Investment Management (1 Dec 2001 to 31 Dec 2003)
• Benjamin Hick

  IRN BXH00349

  • [FCA CF] Client dealing (since 11 Mar 2024)
• Benjamin Oliver Seager-Scott

  IRN BXS01648

  • [FCA CF] Significant management (9 Dec 2019 to 14 Mar 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 14 Mar 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Mar 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Mar 2024)
  • CF30 Customer (8 Dec 2014 to 8 Dec 2019)
• Benjamin Peter Roberts

  IRN BPR01028

  • [FCA CF] Client dealing (9 Dec 2019 to 14 Oct 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Oct 2022)
  • CF30 Customer (28 Nov 2018 to 8 Dec 2019)
• Benjamin Spencer Plimley

  IRN BXP00084

  • [FCA CF] Functions requiring qualifications (28 Sep 2021 to 17 Jun 2022)
  • [FCA CF] Client dealing (10 Dec 2020 to 17 Jun 2022)

• Cardales UK Ltd (no longer appointed)

  FRN 421964 · Appointed 14 Jan 2005 · Until 30 Nov 2011

No changes recorded yet.