Benjamin Spencer Plimley

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc

    FRN 765112

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • [FCA CF] Functions requiring qualifications (since 6 Sep 2022)
    • [FCA CF] Client dealing (3 Aug 2022 to 5 Sep 2022)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • [FCA CF] Functions requiring qualifications (28 Sep 2021 to 17 Jun 2022)
    • [FCA CF] Client dealing (10 Dec 2020 to 17 Jun 2022)
  • TILNEY DISCRETIONARY PORTFOLIO MANAGEMENT LIMITED (no longer approved here)

    FRN 142989

    • [FCA CF] Functions requiring qualifications (28 Sep 2021 to 17 Jun 2022)
    • [FCA CF] Client dealing (10 Dec 2020 to 17 Jun 2022)
  • Evelyn Partners Discretionary Investment Management Limited (no longer approved here)

    FRN 147103

    • [FCA CF] Functions requiring qualifications (28 Sep 2021 to 17 Jun 2022)
    • [FCA CF] Client dealing (10 Dec 2020 to 17 Jun 2022)
  • Evelyn Partners Investment Management Services Limited (no longer approved here)

    FRN 165169

    • [FCA CF] Functions requiring qualifications (28 Sep 2021 to 17 Jun 2022)
    • [FCA CF] Client dealing (10 Dec 2020 to 17 Jun 2022)
  • Evelyn Partners Asset Management Limited (no longer approved here)

    FRN 223074

    • [FCA CF] Functions requiring qualifications (28 Sep 2021 to 17 Jun 2022)
    • [FCA CF] Client dealing (10 Dec 2020 to 17 Jun 2022)

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