Ben Griffiths

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rathbones Investment Management Limited

    FRN 116316

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Client dealing (since 28 Jul 2023)
    • [FCA CF] Functions requiring qualifications (since 28 Jul 2023)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • [FCA CF] Client dealing (9 Dec 2019 to 26 Jun 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Jun 2023)
    • CF30 Customer (26 Oct 2018 to 8 Dec 2019)
  • TILNEY DISCRETIONARY PORTFOLIO MANAGEMENT LIMITED (no longer approved here)

    FRN 142989

    • [FCA CF] Client dealing (9 Dec 2019 to 26 Jun 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Jun 2023)
  • Evelyn Partners Discretionary Investment Management Limited (no longer approved here)

    FRN 147103

    • [FCA CF] Client dealing (9 Dec 2019 to 26 Jun 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Jun 2023)
  • Evelyn Partners Investment Management Services Limited (no longer approved here)

    FRN 165169

    • [FCA CF] Client dealing (9 Dec 2019 to 26 Jun 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Jun 2023)
    • CF30 Customer (26 Oct 2018 to 8 Dec 2019)
  • Evelyn Partners Asset Management Limited (no longer approved here)

    FRN 223074

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Jun 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 26 Jun 2023)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • CF30 Customer (13 Oct 2015 to 6 Mar 2016)

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Updates to this individual's record on the FCA register.

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