Benjamin Andrew Vincent Browning

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Blackwell Private Wealth Ltd

    FRN 952110

    • Responsible for Insurance Distribution (since 4 Jan 2022)
    • SMF3 Executive Director (since 4 Jan 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Jan 2022)
    • SMF16 Compliance Oversight (since 4 Jan 2022)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Feb 2022)
    • CF30 Customer (17 Jan 2018 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (23 Aug 2013 to 3 Jan 2018)
  • Benjamin Andrew Vincent Browning (no longer approved here)

    FRN 606177

    • Employed By (23 Aug 2013 to 3 Jan 2018)
  • King & Shaxson Limited (no longer approved here)

    FRN 179213

    • CF27 Investment Management (12 Jan 2004 to 4 May 2004)
    • CF21 Investment Adviser (12 Jan 2004 to 31 May 2007)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2003)
    • CF27 Investment Management (1 Dec 2001 to 31 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.