Benjamin Oliver Seager-Scott

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Forvis Mazars Financial Planning Limited

    FRN 182644

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 13. Giving personal recommendations on and dealing with derivatives
    • [FCA CF] Material risk taker (since 7 Jan 2026)
    • [FCA CF] Functions requiring qualifications (since 5 Sep 2024)
    • [FCA CF] Manager of certification employee (since 5 Sep 2024)
    • [FCA CF] Client dealing (since 5 Sep 2024)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • [FCA CF] Manager of certification employee (19 Aug 2022 to 14 Mar 2024)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • [FCA CF] Manager of certification employee (19 Aug 2022 to 14 Mar 2024)
  • Evelyn Partners Investment Management LLP (no longer approved here)

    FRN 580531

    • [FCA CF] Manager of certification employee (30 Mar 2021 to 14 Mar 2024)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • [FCA CF] Client dealing (9 Dec 2019 to 14 Mar 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Mar 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Mar 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 14 Mar 2024)
    • CF30 Customer (8 Dec 2014 to 8 Dec 2019)
  • TILNEY DISCRETIONARY PORTFOLIO MANAGEMENT LIMITED (no longer approved here)

    FRN 142989

    • [FCA CF] Client dealing (9 Dec 2019 to 14 Mar 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Mar 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Mar 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 14 Mar 2024)
    • CF30 Customer (9 Dec 2016 to 8 Dec 2019)
  • Evelyn Partners Discretionary Investment Management Limited (no longer approved here)

    FRN 147103

    • [FCA CF] Significant management (9 Dec 2019 to 14 Mar 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 14 Mar 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Mar 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Mar 2024)
    • CF30 Customer (14 May 2019 to 8 Dec 2019)
  • Evelyn Partners Investment Management Services Limited (no longer approved here)

    FRN 165169

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Mar 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Mar 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 14 Mar 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 14 Mar 2024)
    • CF30 Customer (22 Jun 2011 to 23 Sep 2013)
  • Evelyn Partners Asset Management Limited (no longer approved here)

    FRN 223074

    • [FCA CF] Client dealing (9 Dec 2019 to 14 Mar 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Mar 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Mar 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 14 Mar 2024)
    • CF30 Customer (22 Apr 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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