Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Sep 2020)
    • [FCA CF] Client dealing (since 9 Sep 2020)
  • FACET INVESTMENT MANAGEMENT LTD (no longer approved here)

    FRN 131372

    • CF30 Customer (1 Feb 2018 to 9 Sep 2020)
  • Allonby + Partners Ltd (no longer approved here)

    FRN 768229

    • Employed By (1 Feb 2018 to 9 Sep 2020)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • CF30 Customer (22 Feb 2017 to 9 Aug 2017)
    • CF30 Customer (22 Feb 2017 to 9 Aug 2017)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • CF30 Customer (22 Dec 2016 to 9 Aug 2017)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (9 Dec 2016 to 9 Aug 2017)
  • PricewaterhouseCoopers LLP (no longer approved here)

    FRN 221411

    • CF30 Customer (6 Nov 2014 to 28 Oct 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.