Date authorised
1 April 2013
Companies House
00998606
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Lloyds Banking Group, 33 Old Broad Street
    London
    City Of London
    EC2N 1HZ
    UNITED KINGDOM
    Phone
    +441204803500
  • Complaints Contact

    Lloyds Banking Group, 33 Old Broad Street
    London
    City Of London
    EC2N 1HZ
    UNITED KINGDOM
    Phone
    +441163668681

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Life Policy

    Show 1 limitation
    • · The firm is limited to Arranging deals in investments in the rights under the personal pension scheme(s) that it operates.
  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · The firm is limited to dealing as a principal in investments in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Professional, Retail (Investment), Life Policy

    Show 1 limitation
    • · The firm is limited to making arrangements in investments in the rights under the personal pension scheme(s) that it operates.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Donald MacKechnie

    IRN DXM01896

    • SMF9 Chair of the Governing Body (2 Nov 2023 to 31 Aug 2024)
    • Director of firm who is not a certification employee or a SMF manager (2 Dec 2022 to 2 Nov 2023)
  • Dudley Mark Hewitt Skinner

    IRN DMS01106

    • Director of firm who is not a certification employee or a SMF manager (2 Dec 2022 to 31 Aug 2024)
  • Edmund Bettison

    IRN EXB01639

    • CF11 Money Laundering Reporting (8 Feb 2016 to 8 Jul 2016)
  • Elisabeth Therese Lilley

    IRN EXL00078

    • [FCA CF] Functions requiring qualifications (31 Jan 2021 to 15 Feb 2023)
  • Elizabeth Jennie Martin

    IRN EXM00167

    • [FCA CF] Functions requiring qualifications (31 Jan 2021 to 15 Feb 2023)
  • Gareth John Anthony

    IRN GXA00086

    • [FCA CF] Functions requiring qualifications (22 Jul 2022 to 1 Nov 2023)
    • [FCA CF] Manager of certification employee (22 Jul 2022 to 30 Apr 2023)
  • Gayle Elaine Schumacher

    IRN GES01031

    • Director of firm who is not a certification employee or a SMF manager (since 1 Sep 2024)
  • Geoffrey Lawrence Gilling-Smith

    IRN GLG00003

    • CF2 Non Executive Director (1 Dec 2001 to 18 Jul 2003)
  • Gordon Dryden Gilling-Smith

    IRN GDG00005

    • CF2 Non Executive Director (27 Aug 2003 to 29 Aug 2008)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 18 Jul 2003)
    • CF1 Director (1 Dec 2001 to 18 Jul 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 18 Jul 2003)
  • Graeme Robert Bold

    IRN GXB42380

    • [FCA CF] Material risk taker (since 2 Sep 2024)

Recent activity

Updates to this firm's record on the FCA register.

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