EBS Pensions Limited

• Principal Place of Business

  Lloyds Banking Group, 33 Old Broad Street

  London

  City Of London

  EC2N 1HZ

  UNITED KINGDOM

  Phone

  +441204803500

  Web

  https://www.embarkpensions.co.uk

• Complaints Contact

  Lloyds Banking Group, 33 Old Broad Street

  London

  City Of London

  EC2N 1HZ

  UNITED KINGDOM

  Phone

  +441163668681

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Life Policy

  Show 1 limitation Hide limitations

  • · The firm is limited to Arranging deals in investments in the rights under the personal pension scheme(s) that it operates.

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · The firm is limited to dealing as a principal in investments in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Life Policy

  Show 1 limitation Hide limitations

  • · The firm is limited to making arrangements in investments in the rights under the personal pension scheme(s) that it operates.

• Guillaume Rimbaut

  IRN GXR01679

  • CF28 Systems and controls (19 Sep 2016 to 20 Jun 2017)
• Guy Harrison

  IRN GXH00188

  • [FCA CF] Manager of certification employee (22 Jul 2022 to 30 Apr 2023)
  • [FCA CF] Functions requiring qualifications (22 Jul 2022 to 30 Apr 2023)
• Guy Timothy Lloyd Whittern

  IRN GXW00212

  • [FCA CF] CASS oversight function (18 Jun 2021 to 16 Dec 2021)
• Harriet Elisabeth Pollyanna Nolan

  IRN HXN00054

  • [FCA CF] Functions requiring qualifications (28 Jan 2022 to 15 Feb 2023)
• Heather Roebuck

  IRN HXR00076

  • [FCA CF] Functions requiring qualifications (31 Jan 2021 to 15 Feb 2023)
• Henry Donald Alfred Beauclerk Sweeting

  IRN HXS00143

  • [FCA CF] Functions requiring qualifications (31 Jan 2021 to 1 Aug 2021)
• Jacqueline Lowe

  IRN JXK01103

  • Director of firm who is not a certification employee or a SMF manager (1 Feb 2023 to 30 Sep 2023)
• Jacqueline Margaret Leiper

  IRN JML01229

  • [FCA CF] Material risk taker (1 Sep 2024 to 30 Apr 2025)
  • SMF1 Chief Executive (17 Jan 2023 to 31 Aug 2024)
  • SMF3 Executive Director (17 Jan 2023 to 31 Aug 2024)
• James Hedley Rawlingson

  IRN JHR01049

  • CF1 Director (8 Feb 2012 to 7 Jan 2015)
• James Tomlin

  IRN JXT02063

  • CF1 Director (5 Jul 2017 to 15 Oct 2018)

No changes recorded yet.