Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Citibank UK Limited
FRN 805574
- SMF9 Chair of the Governing Body (since 11 Mar 2025)
- SMF10 Chair of the Risk Committee (17 May 2019 to 11 Mar 2025)
- SMF11 Chair of the Audit Committee (17 May 2019 to 11 Mar 2025)
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Brooks Macdonald Asset Management Limited
FRN 184918
- SMF11 Chair of the Audit Committee (since 3 May 2023)
- [FCA CF] Material risk taker (since 25 Apr 2023)
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- CF1 Director (8 Feb 2012 to 7 Jan 2015)
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- CF2 Non Executive Director (10 Jun 2011 to 1 Jul 2011)
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- CF1 Director (23 Sep 2009 to 21 Mar 2011)
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- CF1 Director (8 Jan 2008 to 1 Jul 2011)
- CF28 Systems and controls (1 Nov 2007 to 1 Jul 2011)
- CF13 Finance (21 Nov 2006 to 31 Oct 2007)
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- CF28 Systems and controls (1 Nov 2007 to 1 Jul 2011)
- CF1 Director (1 May 2007 to 22 Feb 2011)
- CF13 Finance (21 Nov 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.