EALL LLP

Date authorised
1 April 2013
Companies House
BR016294
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Park House
    116 Park Street
    London
    Westminster
    W1K 6AF
    UNITED KINGDOM
    Phone
    +4402030091818
    Web
    https://www.elliottmgmt.com

  • Complaints Contact

    Park House
    116 Park Street
    London
    W1K 6AF
    UNITED KINGDOM
    Phone
    +4402030091818

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher Phillip Leonard

    IRN CPL01054

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (20 Mar 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (20 Mar 2017 to 2 Oct 2017)
  • Gordon Matthew Singer

    IRN GMS01104

    • [FCA CF] Material risk taker (since 28 Jul 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (2 Jan 2013 to 8 Dec 2019)
    • CF30 Customer (2 Jan 2013 to 8 Dec 2019)
  • Iain Andrew Gunn

    IRN IAG01009

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (2 Jan 2013 to 8 Dec 2019)
  • James Ledley

    IRN JXL01883

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (2 Jan 2013 to 8 Dec 2019)
  • Jonas Ulrik Rydell

    IRN JUR01001

    • CF30 Customer (2 Jan 2013 to 21 Jul 2017)
  • Mark Nathan Levine

    IRN MNL01009

    • SMF3 Executive Director (9 Dec 2019 to 25 Nov 2022)
    • CF1 Director (2 Jan 2013 to 8 Dec 2019)
  • Myron Lawrence Kaplan

    IRN MLK01014

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (2 Jan 2013 to 8 Dec 2019)
  • Nicholas Jack Barrett

    IRN NJB01268

    • CF11 Money Laundering Reporting (16 Oct 2017 to 19 Aug 2019)
  • Simon Alexander Gregory

    IRN SAG01089

    • CF11 Money Laundering Reporting (2 Jan 2013 to 10 Mar 2017)
    • CF10 Compliance Oversight (2 Jan 2013 to 10 Mar 2017)

Recent activity

Updates to this firm's record on the FCA register.

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