Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Elliott Advisors (UK) Limited
FRN 401411
- [FCA CF] Client dealing (since 31 Mar 2026)
- [FCA CF] Material risk taker (since 28 Jul 2021)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- CF3 Chief Executive (25 Mar 2009 to 8 Dec 2019)
- CF1 Director (25 Mar 2009 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 7 Jan 2013)
- CF27 Investment Management (29 Sep 2005 to 31 Oct 2007)
-
EALL LLP
FRN 577319
- [FCA CF] Material risk taker (since 28 Jul 2021)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (2 Jan 2013 to 8 Dec 2019)
- CF30 Customer (2 Jan 2013 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.