Date authorised
1 April 2013
Companies House
02989338
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Park House
    116 Park Street
    London
    Westminster
    W1K 6AF
    UNITED KINGDOM
    Phone
    +4402030091818
  • Complaints Contact

    Park House
    116 Park Street
    London
    W1K 6AF
    UNITED KINGDOM
    Phone
    +4402030091818

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Elliot Associates LP

    IRN XXE01012

    • CF1 Director (5 Nov 2004 to 7 Aug 2015)
  • ABHIJITH Eswarappa

    IRN AXE01685

    • CF30 Customer (10 Mar 2017 to 17 Apr 2018)
  • Adam Lupinski

    IRN AXL01604

    • [FCA CF] Client dealing (since 31 Mar 2026)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF30 Customer (8 Jul 2008 to 8 Dec 2019)
  • Adrian Watson

    IRN AXW01959

    • CF30 Customer (15 Oct 2012 to 9 Mar 2016)
  • Aiste Šatkutė

    IRN AXA04115

    • [FCA CF] Material risk taker (30 Jul 2025 to 31 Mar 2026)
  • Akira Kaneko

    IRN AXK02109

    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF30 Customer (9 Jun 2018 to 8 Dec 2019)
  • Albert Je Hung Au

    IRN AJA01116

    • [FCA CF] Client dealing (since 31 Mar 2026)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (7 Nov 2005 to 31 Oct 2007)
  • Aleksis Razmuss

    IRN AXR02858

    • [FCA CF] Material risk taker (9 Dec 2019 to 3 Aug 2025)
    • CF30 Customer (25 Jul 2017 to 8 Dec 2019)
  • Alexander Otto Paulick

    IRN AOP00003

    • CF30 Customer (17 Mar 2009 to 19 Jun 2009)
  • Alexander Raphael Chajecki

    IRN ARC01207

    • [FCA CF] Material risk taker (9 Dec 2019 to 19 Jan 2025)
    • CF30 Customer (7 Oct 2017 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

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