Elliott Advisors (UK) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Park House116 Park StreetLondonWestminsterW1K 6AFUNITED KINGDOM- Phone
- +4402030091818
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Complaints Contact
Park House116 Park StreetLondonW1K 6AFUNITED KINGDOM- Phone
- +4402030091818
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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. Elliot Associates LP
IRN XXE01012
- CF1 Director (5 Nov 2004 to 7 Aug 2015)
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ABHIJITH Eswarappa
IRN AXE01685
- CF30 Customer (10 Mar 2017 to 17 Apr 2018)
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Adam Lupinski
IRN AXL01604
- [FCA CF] Client dealing (since 31 Mar 2026)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- CF30 Customer (8 Jul 2008 to 8 Dec 2019)
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Adrian Watson
IRN AXW01959
- CF30 Customer (15 Oct 2012 to 9 Mar 2016)
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Aiste Šatkutė
IRN AXA04115
- [FCA CF] Material risk taker (30 Jul 2025 to 31 Mar 2026)
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Akira Kaneko
IRN AXK02109
- [FCA CF] Material risk taker (since 9 Dec 2019)
- CF30 Customer (9 Jun 2018 to 8 Dec 2019)
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Albert Je Hung Au
IRN AJA01116
- [FCA CF] Client dealing (since 31 Mar 2026)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (7 Nov 2005 to 31 Oct 2007)
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Aleksis Razmuss
IRN AXR02858
- [FCA CF] Material risk taker (9 Dec 2019 to 3 Aug 2025)
- CF30 Customer (25 Jul 2017 to 8 Dec 2019)
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Alexander Otto Paulick
IRN AOP00003
- CF30 Customer (17 Mar 2009 to 19 Jun 2009)
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Alexander Raphael Chajecki
IRN ARC01207
- [FCA CF] Material risk taker (9 Dec 2019 to 19 Jan 2025)
- CF30 Customer (7 Oct 2017 to 8 Dec 2019)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.