Simon Alexander Gregory

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

SB Investment Advisers (UK) Limited
FRN 785149
- SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Dec 2022)
- SMF16 Compliance Oversight (since 8 Dec 2022)
- SMF16 Compliance Oversight (30 Jul 2021 to 31 Mar 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (30 Jul 2021 to 31 Mar 2022)
- CF11 Money Laundering Reporting (11 Dec 2017 to 8 Dec 2019)
- CF10 Compliance Oversight (11 Dec 2017 to 8 Dec 2019)
EALL LLP (no longer approved here)
FRN 577319
- CF11 Money Laundering Reporting (2 Jan 2013 to 10 Mar 2017)
- CF10 Compliance Oversight (2 Jan 2013 to 10 Mar 2017)
Elliott Advisors (UK) Limited (no longer approved here)
FRN 401411
- CF10 Compliance Oversight (1 Sep 2011 to 10 Mar 2017)
- CF11 Money Laundering Reporting (1 Sep 2011 to 10 Mar 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.