Nicholas Jack Barrett

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Finch Bay Capital LLP

    FRN 997678

    • SMF16 Compliance Oversight (since 10 Oct 2024)
    • SMF27 Partner (since 10 Oct 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Oct 2024)
  • Angelo, Gordon Europe LLP (no longer approved here)

    FRN 561973

    • SMF17 Money Laundering Reporting Officer (MLRO) (27 Sep 2021 to 30 Jun 2023)
    • SMF16 Compliance Oversight (27 Sep 2021 to 30 Jun 2023)
    • SMF27 Partner (27 Sep 2021 to 30 Jun 2023)
  • Elliott Advisors (UK) Limited (no longer approved here)

    FRN 401411

    • [FCA CF] Material risk taker (9 Dec 2019 to 29 Jun 2021)
    • CF11 Money Laundering Reporting (11 Oct 2017 to 19 Aug 2019)
  • EALL LLP (no longer approved here)

    FRN 577319

    • CF11 Money Laundering Reporting (16 Oct 2017 to 19 Aug 2019)
  • Orion Global Advisors UK Limited (no longer approved here)

    FRN 415036

    • CF11 Money Laundering Reporting (29 Mar 2012 to 21 Feb 2014)
    • CF10 Compliance Oversight (29 Mar 2012 to 21 Feb 2014)

Recent activity

Updates to this individual's record on the FCA register.

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