Orion Global Advisors UK Limited

Date authorised
1 April 2013
Companies House
05149608
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Orega Management Ltd
    20 Old Bailey
    London
    City Of London
    EC4M 7AN
    UNITED KINGDOM
    Phone
    +447876507419
    Web
    https://www.oriongadvisors.com

  • Complaints Contact

    Orega Management Ltd
    20 Old Bailey
    London
    City Of London
    EC4M 7AN
    UNITED KINGDOM
    Phone
    +447876507419

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ada Feygenson Blum

    IRN AXF01364

    • CF30 Customer (23 Nov 2009 to 31 May 2012)
  • Apostolos Avlonitis

    IRN AXA01608

    • CF30 Customer (1 Nov 2007 to 31 Jan 2013)
    • CF26 Customer Trading (12 May 2005 to 31 Oct 2007)
  • Baber Chaudhry

    IRN BXC01353

    • CF10 Compliance Oversight (11 Jun 2008 to 30 May 2010)
    • CF11 Money Laundering Reporting (11 Jun 2008 to 30 May 2010)
  • Constantinos Giachalis

    IRN CXG01404

    • CF30 Customer (1 Nov 2007 to 31 Jan 2013)
    • CF26 Customer Trading (24 Sep 2007 to 31 Oct 2007)
  • Daniel Hales

    IRN DXH01845

    • CF11 Money Laundering Reporting (20 Jan 2011 to 15 Mar 2012)
    • CF10 Compliance Oversight (20 Jan 2011 to 15 Mar 2012)
  • Douglas Edward Weirens

    IRN DEW01082

    • SMF16 Compliance Oversight (since 10 Oct 2023)
    • [FCA CF] Client dealing (since 6 Oct 2020)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (7 May 2019 to 8 Dec 2019)
    • CF1 Director (5 Jan 2016 to 8 Dec 2019)
    • CF3 Chief Executive (5 Jan 2016 to 8 Dec 2019)
    • CF30 Customer (26 Mar 2014 to 8 Dec 2019)
  • Duraiswamy Saradhi Rajan

    IRN DSR01025

    • CF30 Customer (1 Nov 2007 to 16 Apr 2010)
    • CF23 Corporate Finance Adviser (16 May 2005 to 31 Oct 2007)
  • Eliyahu Vichman

    IRN EXV01014

    • CF30 Customer (1 Nov 2007 to 15 Oct 2008)
    • CF26 Customer Trading (4 May 2005 to 31 Oct 2007)
  • Emile Ferjane

    IRN EXF01108

    • CF30 Customer (10 Jun 2014 to 3 May 2015)
  • Igal Hakan Mitrani

    IRN IHM01013

    • [FCA CF] Client dealing (6 Oct 2020 to 20 Oct 2022)
    • CF30 Customer (1 Aug 2018 to 8 Dec 2019)
Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.