Orion Global Advisors UK Limited

Date authorised
1 April 2013
Companies House
05149608
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Orega Management Ltd
    20 Old Bailey
    London
    City Of London
    EC4M 7AN
    UNITED KINGDOM
    Phone
    +447876507419
    Web
    https://www.oriongadvisors.com

  • Complaints Contact

    Orega Management Ltd
    20 Old Bailey
    London
    City Of London
    EC4M 7AN
    UNITED KINGDOM
    Phone
    +447876507419

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ignacio Juan Garcia Barrero

    IRN IJG01059

    • [FCA CF] Client dealing (6 Oct 2020 to 30 Apr 2024)
    • SMF16 Compliance Oversight (22 May 2020 to 26 Aug 2021)
    • CF30 Customer (29 Feb 2016 to 8 Dec 2019)
  • Jacobus Verkleij

    IRN JXV01262

    • SMF16 Compliance Oversight (9 Dec 2019 to 13 Mar 2020)
    • SMF3 Executive Director (9 Dec 2019 to 13 Mar 2020)
    • CF10 Compliance Oversight (3 May 2019 to 8 Dec 2019)
    • CF28 Systems and controls (31 Mar 2015 to 8 Dec 2019)
    • CF1 Director (31 Mar 2015 to 8 Dec 2019)
    • CF30 Customer (31 Mar 2015 to 8 Dec 2019)
  • Javier Moreno De Los Rios

    IRN JXM03726

    • [FCA CF] Client dealing (6 Oct 2020 to 30 Apr 2024)
    • CF30 Customer (25 Feb 2016 to 8 Dec 2019)
  • Jyoti Dialani

    IRN JXD02394

    • CF11 Money Laundering Reporting (8 Jan 2016 to 1 Feb 2019)
    • CF10 Compliance Oversight (8 Jan 2016 to 1 Feb 2019)
  • Mohammed Awais Chughtai

    IRN MAC01164

    • CF26 Customer Trading (29 Apr 2005 to 18 Oct 2005)
  • Nicholas Jack Barrett

    IRN NJB01268

    • CF10 Compliance Oversight (29 Mar 2012 to 21 Feb 2014)
    • CF11 Money Laundering Reporting (29 Mar 2012 to 21 Feb 2014)
  • Pargeet Bhamra

    IRN PXB02209

    • CF10 Compliance Oversight (1 May 2014 to 10 Dec 2015)
    • CF11 Money Laundering Reporting (1 May 2014 to 10 Dec 2015)
  • Patrick Ham

    IRN PXH00458

    • SMF16 Compliance Oversight (16 Nov 2021 to 19 Jul 2023)
  • Peter Robert Charles Olden

    IRN PXO01118

    • CF30 Customer (1 Nov 2007 to 31 Mar 2015)
    • CF28 Systems and controls (1 Nov 2007 to 31 Mar 2015)
    • CF26 Customer Trading (13 Apr 2005 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (3 Feb 2005 to 13 Jun 2008)
    • CF1 Director (3 Feb 2005 to 31 Mar 2015)
    • CF13 Finance (3 Feb 2005 to 31 Oct 2007)
    • CF10 Compliance Oversight (3 Feb 2005 to 13 Jun 2008)
  • Petr Kellner

    IRN PXK01259

    • CF1 Director (3 Feb 2005 to 1 Sep 2009)
Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.