Orion Global Advisors UK Limited

Date authorised
1 April 2013
Companies House
05149608
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Orega Management Ltd
    20 Old Bailey
    London
    City Of London
    EC4M 7AN
    UNITED KINGDOM
    Phone
    +447876507419
    Web
    https://www.oriongadvisors.com

  • Complaints Contact

    Orega Management Ltd
    20 Old Bailey
    London
    City Of London
    EC4M 7AN
    UNITED KINGDOM
    Phone
    +447876507419

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rafael Berber

    IRN RXB01311

    • [FCA CF] Client dealing (since 6 Oct 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (3 Feb 2005 to 31 Oct 2007)
    • CF27 Investment Management (3 Feb 2005 to 31 Oct 2007)
    • CF3 Chief Executive (3 Feb 2005 to 31 Mar 2015)
    • CF1 Director (3 Feb 2005 to 8 Dec 2019)
  • Terry Vincent Allen

    IRN TVA00004

    • CF10 Compliance Oversight (15 Jun 2010 to 30 Nov 2010)
    • CF11 Money Laundering Reporting (15 Jun 2010 to 30 Nov 2010)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.