Finch Bay Capital LLP

• Principal Place of Business

  Finch Bay Capital LLP

  3rd Floor (North)

  7-10 Chandos Street

  London

  W1G 9DQ

  UNITED KINGDOM

  Phone

  +442038396868

  Web

  https://finchbaycapital.com

• Complaints Contact

  Finch Bay Capital LLP

  3rd Floor (North)

  7-10 Chandos Street

  London

  W1G 9DQ

  UNITED KINGDOM

  Phone

  +442038396868

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Daniel Urdaneta

  IRN DXU00015

  • [FCA CF] Client dealing (since 1 Jul 2024)
  • SMF27 Partner (24 May 2024 to 19 Nov 2024)
• George Devereux

  IRN GXD00387

  • [FCA CF] Client dealing (since 1 Jul 2024)
• Guillaume Chauvin

  IRN GXC01770

  • [FCA CF] Client dealing (since 1 Jul 2024)
• Joseph Asa Bailey

  IRN JXB02476

  • SMF27 Partner (24 May 2024 to 9 May 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (24 May 2024 to 1 Aug 2024)
  • SMF16 Compliance Oversight (24 May 2024 to 1 Aug 2024)
• Leonid Markel

  IRN LXM01968

  • [FCA CF] Client dealing (since 24 May 2024)
  • SMF1 Chief Executive (since 24 May 2024)
  • SMF27 Partner (since 24 May 2024)
  • [FCA CF] Manager of certification employee (since 24 May 2024)
• Michelle Elizabeth Tully

  IRN MET01030

  • [FCA CF] Client dealing (since 19 Nov 2024)
• Nicholas Jack Barrett

  IRN NJB01268

  • SMF16 Compliance Oversight (since 10 Oct 2024)
  • SMF27 Partner (since 10 Oct 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Oct 2024)
• Nino Rohrmoser

  IRN NXR00322

  • [FCA CF] Client dealing (since 1 Jul 2024)
  • [FCA CF] Manager of certification employee (1 Jul 2024 to 2 Jul 2024)
• Viktor Hoffman

  IRN VXH00113

  • [FCA CF] Client dealing (since 1 Jul 2024)

No changes recorded yet.