Joseph Asa Bailey

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Finch Bay Capital LLP (no longer approved here)
FRN 997678
- SMF27 Partner (24 May 2024 to 9 May 2025)
- SMF16 Compliance Oversight (24 May 2024 to 1 Aug 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (24 May 2024 to 1 Aug 2024)
G10 Capital Limited (no longer approved here)
FRN 648953
- CF4 Partner (AR) (15 Mar 2018 to 4 Sep 2018)
Builders Union LLP (no longer approved here)
FRN 800066
- Employed By (15 Mar 2018 to 4 Sep 2018)
FPP Asset Management LLP (no longer approved here)
FRN 489939
- CF30 Customer (3 Feb 2010 to 20 Apr 2012)
Eiger Securities LLP (no longer approved here)
FRN 228827
- CF30 Customer (30 Oct 2008 to 1 Jun 2009)
- CF4 Partner (30 Oct 2008 to 1 Jun 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.