Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Finch Bay Capital LLP
FRN 997678
- [FCA CF] Client dealing (since 19 Nov 2024)
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Shenkman Capital Management Ltd
FRN 586449
- Director of firm who is not a certification employee or a SMF manager (since 1 Jan 2023)
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- [FCA CF] Client dealing (12 Sep 2022 to 30 Jun 2024)
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- CF30 Customer (29 May 2019 to 6 Dec 2019)
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- CF30 Customer (20 Dec 2017 to 25 Feb 2019)
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- CF30 Customer (1 Nov 2007 to 14 May 2019)
- CF21 Investment Adviser (24 Jan 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (29 Oct 2003 to 26 Aug 2005)
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- CF21 Investment Adviser (21 Sep 2002 to 25 Jul 2003)
- CF26 Customer Trading (12 Jun 2002 to 21 Sep 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.