PETRUS ADVISERS LTD

• Principal Place of Business

  103 Mount Street

  3rd Floor

  London

  W1K 2TJ

  UNITED KINGDOM

  Phone

  +442079338831

  Web

  https://www.petrusadvisers.com

• Complaints Contact

  103 Mount Street

  3rd Floor

  London

  W1K 2TJ

  UNITED KINGDOM

  Phone

  +442079338831

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alvier Almeida

  IRN AXA02703

  • CF30 Customer (22 Mar 2016 to 27 Sep 2017)
• Carlota Seladas

  IRN CXS02404

  • CF30 Customer (23 Nov 2016 to 21 Oct 2019)
• Klaus Umek

  IRN KXU01026

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (22 Mar 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (22 Mar 2016 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (22 Mar 2016 to 8 Dec 2019)
  • CF30 Customer (22 Mar 2016 to 8 Dec 2019)
• Lucy Isabel Alexander

  IRN LIA01001

  • CF30 Customer (19 Dec 2017 to 25 Feb 2019)
• Matthias Wurmboeck

  IRN WXM01341

  • CF30 Customer (22 Mar 2016 to 29 Jul 2016)
• Michael Sieghart

  IRN MXS03050

  • CF1 Director (22 Mar 2016 to 25 May 2017)
• Michelle Elizabeth Tully

  IRN MET01030

  • CF30 Customer (20 Dec 2017 to 25 Feb 2019)
• Oliver Skutil

  IRN OXS01275

  • CF30 Customer (11 May 2018 to 8 Dec 2019)
• Suraj Dipak Premchand Shah

  IRN SXS04506

  • [FCA CF] Significant management (since 26 Jan 2024)
  • [PRA CF] Significant risk taker or Material risk taker (since 26 Jan 2024)
  • SMF3 Executive Director (since 26 Jan 2024)
• Till Christopher Hufnagel

  IRN TCH01064

  • [FCA CF] Client dealing (9 Dec 2020 to 21 Oct 2024)
  • SMF3 Executive Director (9 Dec 2019 to 21 Oct 2024)
  • CF1 Director (29 Jul 2016 to 8 Dec 2019)
  • CF30 Customer (29 Jul 2016 to 8 Dec 2019)

No changes recorded yet.