Shenkman Capital Management Ltd

Date authorised
1 April 2013
Companies House
06894161
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Devonshire House
    Level 1
    One Mayfair Place
    London
    W1J 8AJ
    UNITED KINGDOM
    Phone
    +442072682300
    Web
    https://www.shenkmancapital.com

  • Complaints Contact

    Devonshire House
    Level 1
    One Mayfair Place
    London
    W1J 8AJ
    UNITED KINGDOM
    Phone
    +442072682300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Abhinav Gandhi

    IRN AXG02625

    • [FCA CF] Client dealing (since 4 May 2021)
  • Ashley Heatwole

    IRN AXH02943

    • CF30 Customer (4 Apr 2016 to 8 Dec 2019)
  • Charles Paul Robinson

    IRN CIR01006

    • SMF3 Executive Director (9 Dec 2019 to 1 Feb 2020)
    • CF1 Director (1 Jul 2016 to 8 Dec 2019)
    • CF30 Customer (4 Nov 2015 to 8 Dec 2019)
  • Curt Henry Schibli

    IRN CHS01031

    • CF30 Customer (1 Aug 2014 to 1 Jul 2019)
  • Elisebeth Stalley-Slater

    IRN EXS01660

    • SMF3 Executive Director (since 11 Jan 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (25 Apr 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (25 Apr 2016 to 8 Dec 2019)
  • Emilio Orecchia

    IRN EXO01060

    • CF11 Money Laundering Reporting (15 Feb 2013 to 20 Dec 2013)
    • CF10 Compliance Oversight (15 Feb 2013 to 11 Jun 2013)
    • CF1 Director (15 Feb 2013 to 20 Dec 2013)
    • CF30 Customer (15 Feb 2013 to 20 Dec 2013)
  • Frederic Ridgeway Bernhard

    IRN FRB01018

    • [FCA CF] Client dealing (1 Dec 2020 to 30 Jun 2022)
    • SMF3 Executive Director (9 Dec 2019 to 1 Jul 2022)
    • CF11 Money Laundering Reporting (20 Dec 2013 to 25 Apr 2016)
    • CF10 Compliance Oversight (13 Jun 2013 to 25 Apr 2016)
    • CF1 Director (15 Feb 2013 to 8 Dec 2019)
    • CF30 Customer (15 Feb 2013 to 8 Dec 2019)
  • Gary Michael Brass

    IRN GMB01056

    • Director of firm who is not a certification employee or a SMF manager (30 Nov 2020 to 31 Dec 2022)
    • CF1 Director (15 Feb 2013 to 6 Dec 2019)
    • CF30 Customer (15 Feb 2013 to 8 Dec 2019)
  • John Patrick Medley

    IRN JPM01152

    • CF30 Customer (21 Mar 2016 to 24 Nov 2017)
  • Jonathan Julian Goble

    IRN JJG01031

    • CF30 Customer (1 Aug 2014 to 1 Feb 2019)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.