Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Shenkman Capital Management Ltd (no longer approved here)

    FRN 586449

    • Director of firm who is not a certification employee or a SMF manager (30 Nov 2020 to 31 Dec 2022)
    • CF30 Customer (15 Feb 2013 to 8 Dec 2019)
    • CF1 Director (15 Feb 2013 to 6 Dec 2019)
  • LGB & CO. LIMITED (no longer approved here)

    FRN 442833

    • CF30 Customer (9 Feb 2018 to 14 Aug 2019)
    • CF1 Director (22 Jun 2015 to 3 Jan 2018)
  • International Asset Management limited (no longer approved here)

    FRN 143893

    • CF1 Director (AR) (19 Dec 2012 to 13 Feb 2013)
  • Shenkman Capital Management Ltd (no longer approved here)

    FRN 501726

    • Employed By (19 Dec 2012 to 13 Feb 2013)
  • Consulta Limited (no longer approved here)

    FRN 122397

    • CF30 Customer (1 Nov 2007 to 30 Jun 2010)
    • CF28 Systems and controls (1 Nov 2007 to 31 Dec 2009)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 31 Dec 2009)
    • CF1 Director (1 Dec 2001 to 31 Dec 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.