Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (30 Nov 2020 to 31 Dec 2022)
- CF30 Customer (15 Feb 2013 to 8 Dec 2019)
- CF1 Director (15 Feb 2013 to 6 Dec 2019)
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- CF30 Customer (9 Feb 2018 to 14 Aug 2019)
- CF1 Director (22 Jun 2015 to 3 Jan 2018)
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- CF1 Director (AR) (19 Dec 2012 to 13 Feb 2013)
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- Employed By (19 Dec 2012 to 13 Feb 2013)
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- CF30 Customer (1 Nov 2007 to 30 Jun 2010)
- CF28 Systems and controls (1 Nov 2007 to 31 Dec 2009)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
- CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)
- CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
- CF3 Chief Executive (1 Dec 2001 to 31 Dec 2009)
- CF1 Director (1 Dec 2001 to 31 Dec 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.