Consulta Limited

• Principal Place of Business

  19-21 Old Bond Street

  London

  W1S 4PX

  UNITED KINGDOM

  Phone

  +442077665400

• Complaints Contact

  19-21 Old Bond Street

  London

  W1S 4PX

  UNITED KINGDOM

  Phone

  +442077665400

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Christopher John Aitken Andrew

  IRN CJA01044

  • CF30 Customer (1 Nov 2007 to 19 May 2010)
  • CF21 Investment Adviser (2 Jun 2003 to 31 Oct 2007)
  • CF27 Investment Management (1 Dec 2001 to 6 Feb 2002)
• Emma Mary Wells-Cole

  IRN EMW01036

  • CF1 Director (10 Jan 2007 to 1 Apr 2009)
• Gary Michael Brass

  IRN GMB01056

  • CF30 Customer (1 Nov 2007 to 30 Jun 2010)
  • CF28 Systems and controls (1 Nov 2007 to 31 Dec 2009)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
  • CF3 Chief Executive (1 Dec 2001 to 31 Dec 2009)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 31 Dec 2009)
• George Edward Morris

  IRN GEM01069

  • [FCA CF] Client dealing (since 29 Apr 2025)
  • [FCA CF] Significant management (since 29 Apr 2025)
• Harald Alejandro Lamotte

  IRN HAL01018

  • CF2 Non Executive Director (19 Aug 2010 to 11 Dec 2015)
  • CF1 Director (1 Dec 2001 to 31 Mar 2008)
• Harry David Matthew Lloyd Owen

  IRN HDL01005

  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF16 Compliance Oversight (9 Dec 2019 to 28 Apr 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 Apr 2023)
  • CF10 Compliance Oversight (19 Dec 2013 to 8 Dec 2019)
  • CF28 Systems and controls (19 Dec 2013 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (19 Dec 2013 to 8 Dec 2019)
  • CF1 Director (1 Jan 2012 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (26 Oct 2002 to 31 Oct 2007)
• Jacob Laursen

  IRN JXL02145

  • [FCA CF] Client dealing (since 15 Aug 2024)
• Jamie Alexander Chan

  IRN JAC01526

  • [FCA CF] Client dealing (19 Apr 2021 to 24 Sep 2024)
• John Edward Lewis Williams

  IRN JEW01097

  • CF30 Customer (20 Sep 2013 to 6 Jan 2015)
• John Peter Davies

  IRN JPD01080

  • CF30 Customer (1 Nov 2007 to 31 Jan 2010)
  • CF21 Investment Adviser (10 Oct 2005 to 31 Oct 2007)

• Courtnell Partners Limited (no longer appointed)

  FRN 795389 · Appointed 30 Nov 2017 · Until 26 May 2021

• Susan Johns (no longer appointed)

  FRN 459513 · Appointed 1 Nov 2006 · Until 31 Dec 2010

• Nigel Pilkington (no longer appointed)

  FRN 211454 · Appointed 29 Apr 2002 · Until 17 Jul 2002

No changes recorded yet.