Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Clarmond Wealth Limited
FRN 610006
- [FCA CF] Client dealing (since 9 Dec 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF3 Chief Executive (1 May 2014 to 8 Dec 2019)
- CF1 Director (1 May 2014 to 8 Dec 2019)
- CF10 Compliance Oversight (1 May 2014 to 8 Dec 2019)
- CF11 Money Laundering Reporting (1 May 2014 to 8 Dec 2019)
- CF30 Customer (1 May 2014 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 19 May 2010)
- CF21 Investment Adviser (2 Jun 2003 to 31 Oct 2007)
- CF27 Investment Management (1 Dec 2001 to 6 Feb 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.