Consulta Limited

• Principal Place of Business

  19-21 Old Bond Street

  London

  W1S 4PX

  UNITED KINGDOM

  Phone

  +442077665400

• Complaints Contact

  19-21 Old Bond Street

  London

  W1S 4PX

  UNITED KINGDOM

  Phone

  +442077665400

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Keith Park

  IRN KXP07012

  • [FCA CF] Client dealing (9 Dec 2019 to 7 Jun 2024)
  • CF30 Customer (11 Oct 2018 to 8 Dec 2019)
• Mary van der Westhuizen

  IRN MXV00153

  • SMF16 Compliance Oversight (since 27 Apr 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 27 Apr 2023)
• Minh Vo Tran

  IRN MVT01006

  • [FCA CF] Client dealing (9 Dec 2019 to 7 May 2021)
  • CF30 Customer (16 Mar 2015 to 8 Dec 2019)
• Nathaniel Asquith Johnston

  IRN NAJ01015

  • CF30 Customer (12 Sep 2008 to 23 Aug 2013)
• Nicholas Maximilian Lamotte

  IRN NML01026

  • SMF3 Executive Director (since 21 Jun 2024)
  • SMF9 Chair of the Governing Body (since 9 Dec 2019)
  • CF2 Non Executive Director (23 Jan 2019 to 8 Dec 2019)
  • CF28 Systems and controls (20 Jul 2010 to 11 Sep 2013)
  • CF3 Chief Executive (20 Jul 2010 to 11 Dec 2015)
  • CF1 Director (1 Apr 2009 to 31 Dec 2018)
  • CF30 Customer (1 Apr 2009 to 31 Dec 2018)
• Nigel Douglas Pilkington

  IRN NDP01041

  • CF1 Director (AR) (1 Dec 2001 to 11 Jul 2002)
  • CF21 Investment Adviser (1 Dec 2001 to 11 Jul 2002)
• Paul David Ashburner Nix

  IRN PDN01022

  • CF1 Director (1 Dec 2001 to 30 Sep 2006)
  • CF26 Customer Trading (1 Dec 2001 to 30 Sep 2006)
  • CF27 Investment Management (1 Dec 2001 to 30 Sep 2006)
• Philip Charles Bingham

  IRN PCB01041

  • CF30 Customer (1 Nov 2007 to 31 Jan 2010)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Philip Lamotte

  IRN PXL01527

  • CF1 Director (AR) (2 Dec 2017 to 26 May 2021)
  • CF30 Customer (2 Dec 2017 to 26 May 2021)
• Ryan Williams

  IRN RXW01676

  • SMF3 Executive Director (9 Dec 2019 to 29 Mar 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 13 Sep 2023)
  • CF1 Director (21 Jul 2016 to 8 Dec 2019)
  • CF30 Customer (16 Jun 2014 to 8 Dec 2019)

• Courtnell Partners Limited (no longer appointed)

  FRN 795389 · Appointed 30 Nov 2017 · Until 26 May 2021

• Susan Johns (no longer appointed)

  FRN 459513 · Appointed 1 Nov 2006 · Until 31 Dec 2010

• Nigel Pilkington (no longer appointed)

  FRN 211454 · Appointed 29 Apr 2002 · Until 17 Jul 2002

No changes recorded yet.