Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RAYMOND JAMES INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 194713

    • CF30 Customer (21 Jan 2014 to 31 Mar 2016)
  • Consulta Limited (no longer approved here)

    FRN 122397

    • CF30 Customer (12 Sep 2008 to 23 Aug 2013)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (1 Nov 2007 to 14 May 2008)
    • CF21 Investment Adviser (13 Sep 2005 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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