Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Consulta Limited
FRN 122397
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 Apr 2023)
- SMF16 Compliance Oversight (9 Dec 2019 to 28 Apr 2023)
- CF11 Money Laundering Reporting (19 Dec 2013 to 8 Dec 2019)
- CF28 Systems and controls (19 Dec 2013 to 8 Dec 2019)
- CF10 Compliance Oversight (19 Dec 2013 to 8 Dec 2019)
- CF1 Director (1 Jan 2012 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (26 Oct 2002 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.