Date authorised
1 April 2013
Companies House
06894161
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Devonshire House
    Level 1
    One Mayfair Place
    London
    W1J 8AJ
    UNITED KINGDOM
    Phone
    +442072682300
  • Complaints Contact

    Devonshire House
    Level 1
    One Mayfair Place
    London
    W1J 8AJ
    UNITED KINGDOM
    Phone
    +442072682300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Justin Warren Slatky

    IRN JWS01162

    • SMF1 Chief Executive (since 1 Mar 2020)
    • SMF3 Executive Director (since 1 Mar 2020)
    • CF30 Customer (1 Jun 2015 to 8 Dec 2019)
  • Lauren Patricia McCullagh

    IRN LXM00133

    • [FCA CF] Client dealing (18 Dec 2020 to 30 Sep 2025)
  • Mark Ronald Shenkman

    IRN MRS01247

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (15 Feb 2013 to 8 Dec 2019)
    • CF1 Director (15 Feb 2013 to 8 Dec 2019)
  • Michelle Elizabeth Tully

    IRN MET01030

    • Director of firm who is not a certification employee or a SMF manager (since 1 Jan 2023)
  • Michelle Marie Domanico Oppenheimer

    IRN MXD20474

    • [FCA CF] Client dealing (1 Dec 2020 to 26 Feb 2021)
    • CF30 Customer (30 Sep 2019 to 8 Dec 2019)
  • Oliver Chamberlain

    IRN OXC01001

    • SMF3 Executive Director (since 19 Dec 2022)
    • [FCA CF] Client dealing (since 1 Dec 2020)
    • CF30 Customer (1 Aug 2014 to 8 Dec 2019)
  • Serge Todorovich

    IRN SXT00650

    • SMF16 Compliance Oversight (1 Mar 2024 to 25 May 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Mar 2024 to 25 May 2025)
  • Ulrika Eva Bergman

    IRN UEB01002

    • CF30 Customer (24 Jul 2014 to 19 Dec 2014)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.