Frederic Ridgeway Bernhard

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Shenkman Capital Management Ltd (no longer approved here)

    FRN 586449

    • [FCA CF] Client dealing (1 Dec 2020 to 30 Jun 2022)
    • SMF3 Executive Director (9 Dec 2019 to 1 Jul 2022)
    • CF11 Money Laundering Reporting (20 Dec 2013 to 25 Apr 2016)
    • CF10 Compliance Oversight (13 Jun 2013 to 25 Apr 2016)
    • CF1 Director (15 Feb 2013 to 8 Dec 2019)
    • CF30 Customer (15 Feb 2013 to 8 Dec 2019)
  • International Asset Management limited (no longer approved here)

    FRN 143893

    • CF1 Director (AR) (19 Dec 2012 to 13 Feb 2013)
    • CF30 Customer (19 Dec 2012 to 13 Feb 2013)
  • Shenkman Capital Management Ltd (no longer approved here)

    FRN 501726

    • Employed By (19 Dec 2012 to 13 Feb 2013)

Recent activity

Updates to this individual's record on the FCA register.

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