Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 31 Mar 2026)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (5 Nov 2004 to 31 Oct 2007)
  • EALL LLP

    FRN 577319

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (2 Jan 2013 to 8 Dec 2019)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF21 Investment Adviser (1 Dec 2001 to 6 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.