Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Elliott Advisors (UK) Limited
FRN 401411
- [FCA CF] Material risk taker (since 28 Jul 2021)
- SMF3 Executive Director (since 14 Feb 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF10 Compliance Oversight (20 Mar 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (20 Mar 2017 to 26 Sep 2017)
-
EALL LLP
FRN 577319
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF10 Compliance Oversight (20 Mar 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (20 Mar 2017 to 2 Oct 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.