Dundas Partners LLP

• Principal Place of Business

  41 Northumberland Street

  Edinburgh

  Midlothian

  EH3 6JA

  UNITED KINGDOM

  Phone

  +4401315562627

  Web

  https://www.dundasglobal.com

• Complaints Contact

  41 Northumberland Street

  Edinburgh

  Midlothian

  EH3 6JA

  UNITED KINGDOM

  Phone

  +441315562627

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . Carbeth Limited

  IRN XXD01085

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (26 Feb 2013 to 8 Dec 2019)
• Alan Ferguson

  IRN AXF00309

  • [FCA CF] Client dealing (5 Jan 2022 to 31 Jan 2025)
• Alan McFarlane

  IRN AXM01681

  • SMF27 Partner (since 9 Dec 2019)
  • SMF1 Chief Executive (1 Jan 2023 to 1 Jan 2025)
  • CF11 Money Laundering Reporting (26 Feb 2013 to 4 Feb 2019)
  • CF10 Compliance Oversight (26 Feb 2013 to 4 Feb 2019)
  • CF3 Chief Executive (26 Feb 2013 to 16 Aug 2013)
  • CF30 Customer (26 Feb 2013 to 8 Dec 2019)
  • CF4 Partner (26 Feb 2013 to 8 Dec 2019)
• Andrew Peter Scott Brown

  IRN APB01171

  • SMF27 Partner (since 9 Jan 2025)
  • [FCA CF] Client dealing (18 Sep 2023 to 31 Dec 2024)
  • [FCA CF] Material risk taker (18 Sep 2023 to 31 Dec 2024)
• David Michael Keir

  IRN DMK01031

  • SMF1 Chief Executive (since 1 Jan 2025)
  • SMF27 Partner (since 16 Mar 2022)
  • [FCA CF] Client dealing (12 Feb 2021 to 31 Dec 2021)
• Gavin Anthony Harvie

  IRN GAH01153

  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (5 Apr 2013 to 8 Dec 2019)
  • CF4 Partner (5 Apr 2013 to 8 Dec 2019)
• Helen Clare Stevens

  IRN HCS01051

  • [FCA CF] Significant management (since 1 Mar 2025)
• Hugh Livingston

  IRN HXL00007

  • SMF27 Partner (since 24 Nov 2020)
• James Michael Nicol

  IRN JMN01031

  • CF4 Partner (2 May 2014 to 26 Sep 2016)
  • CF30 Customer (22 Mar 2013 to 26 Sep 2016)
• James Stuart Curry

  IRN JSC01169

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (10 Apr 2013 to 8 Dec 2019)
  • CF30 Customer (10 Apr 2013 to 8 Dec 2019)

No changes recorded yet.