Dundas Partners LLP

Date authorised
1 April 2013
Companies House
SO304023
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    41 Northumberland Street
    Edinburgh
    Midlothian
    EH3 6JA
    UNITED KINGDOM
    Phone
    +4401315562627
    Web
    https://www.dundasglobal.com

  • Complaints Contact

    41 Northumberland Street
    Edinburgh
    Midlothian
    EH3 6JA
    UNITED KINGDOM
    Phone
    +441315562627

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Owens

    IRN JXO01075

    • CF30 Customer (2 Jul 2013 to 26 Sep 2016)
  • Katie Elizabeth Muir

    IRN KEM01050

    • SMF27 Partner (9 Dec 2019 to 7 May 2021)
    • CF4 Partner (18 Jul 2018 to 8 Dec 2019)
    • CF30 Customer (18 Jul 2018 to 8 Dec 2019)
  • Kevin Hepburn

    IRN KXH01894

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (21 May 2018 to 8 Dec 2019)
    • CF30 Customer (21 May 2018 to 8 Dec 2019)
  • Linsey Mortimer

    IRN LXM23824

    • [FCA CF] Client dealing (9 Dec 2019 to 7 Jul 2023)
    • CF30 Customer (18 Nov 2019 to 8 Dec 2019)
  • Natalie Moyes

    IRN NXM00503

    • [FCA CF] Significant management (since 3 Aug 2023)
    • [FCA CF] Material risk taker (since 3 Aug 2023)
  • Natasha Hayward

    IRN NXH01200

    • [FCA CF] Client dealing (since 3 Aug 2023)
  • Neil Henry Sutherland

    IRN NHS01030

    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (28 Jul 2017 to 8 Dec 2019)
    • CF4 Partner (2 May 2014 to 8 Dec 2019)
    • CF29 Significant management (5 Jul 2013 to 8 Dec 2019)
  • Neil Ward Harris

    IRN NWH01028

    • CF4 Partner (27 Mar 2013 to 23 Nov 2018)
    • CF30 Customer (26 Feb 2013 to 23 Nov 2018)
  • Russell Hogan

    IRN RXH01240

    • [FCA CF] Significant management (2 Oct 2023 to 31 Mar 2025)
    • SMF1 Chief Executive (9 Dec 2019 to 31 Dec 2022)
    • SMF27 Partner (9 Dec 2019 to 30 Sep 2023)
    • CF3 Chief Executive (29 Jul 2013 to 8 Dec 2019)
    • CF4 Partner (26 Feb 2013 to 8 Dec 2019)
    • CF30 Customer (26 Feb 2013 to 8 Dec 2019)
  • Vanessa Murchison

    IRN VXM01449

    • SMF1 Chief Executive (since 1 Jan 2025)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (10 Dec 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (10 Dec 2018 to 8 Dec 2019)
    • CF30 Customer (21 May 2018 to 21 Mar 2019)
    • CF4 Partner (21 May 2018 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.