James Michael Nicol

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Aegon Asset Management UK plc (no longer approved here)
FRN 144267
- [FCA CF] Client dealing (9 Dec 2019 to 2 Oct 2024)
- CF30 Customer (2 Oct 2017 to 8 Dec 2019)
Dundas Partners LLP (no longer approved here)
FRN 587649
- CF4 Partner (2 May 2014 to 26 Sep 2016)
- CF30 Customer (22 Mar 2013 to 26 Sep 2016)
Midmar Capital LLP (no longer approved here)
FRN 519772
- CF4 Partner (28 Jul 2010 to 2 May 2012)
- CF30 Customer (28 Jul 2010 to 25 Feb 2013)
abrdn Investments Limited (no longer approved here)
FRN 121891
- CF30 Customer (1 Dec 2007 to 1 Dec 2007)
CLEARBRIDGE INVESTMENT MANAGEMENT LIMITED (no longer approved here)
FRN 119289
- CF1 Director (26 Jun 2003 to 7 Jun 2004)
- CF27 Investment Management (26 Jun 2003 to 7 Jun 2004)
RGI FUND MANAGEMENT LIMITED (no longer approved here)
FRN 146873
- CF27 Investment Management (1 Dec 2001 to 27 Dec 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.