Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Dundas Partners LLP
FRN 587649
- SMF27 Partner (since 9 Jan 2025)
- [FCA CF] Client dealing (18 Sep 2023 to 31 Dec 2024)
- [FCA CF] Material risk taker (18 Sep 2023 to 31 Dec 2024)
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- [FCA CF] Client dealing (9 Dec 2019 to 19 Sep 2023)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (26 Jun 2007 to 31 Oct 2007)
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- [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 19 Sep 2023)
- CF30 Customer (4 Apr 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.