David Michael Keir

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Dundas Partners LLP
FRN 587649
- SMF1 Chief Executive (since 1 Jan 2025)
- SMF27 Partner (since 16 Mar 2022)
- [FCA CF] Client dealing (12 Feb 2021 to 31 Dec 2021)
Sigma Private Office Limited (no longer approved here)
FRN 188536
- SMF1 Chief Executive (30 Jan 2020 to 5 Jan 2021)
- SMF3 Executive Director (9 Dec 2019 to 5 Jan 2021)
- CF1 Director (2 Jan 2017 to 8 Dec 2019)
- CF30 Customer (20 Jul 2013 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.