Alan McFarlane

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Dundas Partners LLP

    FRN 587649

    • SMF27 Partner (since 9 Dec 2019)
    • SMF1 Chief Executive (1 Jan 2023 to 1 Jan 2025)
    • CF3 Chief Executive (26 Feb 2013 to 16 Aug 2013)
    • CF10 Compliance Oversight (26 Feb 2013 to 4 Feb 2019)
    • CF11 Money Laundering Reporting (26 Feb 2013 to 4 Feb 2019)
    • CF30 Customer (26 Feb 2013 to 8 Dec 2019)
    • CF4 Partner (26 Feb 2013 to 8 Dec 2019)
  • Tembo Savings Limited (no longer approved here)

    FRN 928010

    • Director of firm who is not a certification employee or a SMF manager (17 Mar 2020 to 2 Feb 2024)
  • Walter Scott & Partners Limited (no longer approved here)

    FRN 122429

    • CF30 Customer (13 Feb 2009 to 31 Dec 2009)
    • CF3 Chief Executive (6 Apr 2003 to 31 Dec 2009)
    • CF8 Apportionment and Oversight (6 Apr 2003 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 31 Dec 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.