Date authorised
2 March 2021
Companies House
12008146
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    18 Crucifix Lane
    London
    SE1 3JW
    UNITED KINGDOM
    Phone
    +4402033869333
  • Complaints Contact

    18 Crucifix Lane
    London
    SE1 3JW
    UNITED KINGDOM
    Phone
    +4402033869333

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

  • Arranges Investments

    For Retail (Investment), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Retail (Investment), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Retail (Investment), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Retail (Investment), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan McFarlane

    IRN AXM01681

    • Director of firm who is not a certification employee or a SMF manager (17 Mar 2020 to 2 Feb 2024)
  • Bell Martin

    IRN BXM20555

    • SMF3 Executive Director (2 Mar 2021 to 28 Feb 2022)
  • Calum David McWhir

    IRN CDM01132

    • SMF16 Compliance Oversight (2 Mar 2021 to 27 Apr 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (2 Mar 2021 to 27 Apr 2021)
  • Crawford Taylor

    IRN TXC01299

    • SMF3 Executive Director (2 Mar 2021 to 2 Feb 2024)
    • SMF1 Chief Executive (2 Mar 2021 to 2 Feb 2024)
  • Dominic Clamor von Trotha Taylor

    IRN DCV01010

    • Director of firm who is not a certification employee or a SMF manager (31 Mar 2022 to 2 Feb 2024)
  • Edward Ross

    IRN EXR00017

    • SMF3 Executive Director (since 9 May 2024)
  • Eleanor Riordan

    IRN EXR00148

    • SMF16 Compliance Oversight (since 3 Sep 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (3 Sep 2024 to 1 Apr 2026)
  • Geoffrey Mitchell Wright

    IRN GXW00136

    • SMF3 Executive Director (since 9 May 2024)
  • Gillian Boston

    IRN GXB00408

    • [FCA CF] CASS oversight function (14 Dec 2020 to 15 Jun 2023)
  • Jennifer Watts

    IRN JXW01056

    • SMF9 Chair of the Governing Body (since 22 May 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.