Date authorised
2 March 2021
Companies House
12008146
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    18 Crucifix Lane
    London
    SE1 3JW
    UNITED KINGDOM
    Phone
    +4402033869333
  • Complaints Contact

    18 Crucifix Lane
    London
    SE1 3JW
    UNITED KINGDOM
    Phone
    +4402033869333

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

  • Arranges Investments

    For Retail (Investment), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Retail (Investment), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Retail (Investment), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Retail (Investment), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jonathan Hale

    IRN JXH00500

    • [FCA CF] CASS oversight function (since 12 Aug 2024)
  • Kate McKay

    IRN KXM86771

    • SMF3 Executive Director (18 Aug 2021 to 2 Feb 2024)
  • Louise MacDonald

    IRN LXM19144

    • SMF17 Money Laundering Reporting Officer (MLRO) (4 Aug 2022 to 29 Jul 2024)
    • SMF16 Compliance Oversight (4 Aug 2022 to 29 Jul 2024)
  • Richard Dana

    IRN RXD01946

    • SMF3 Executive Director (since 9 May 2024)
    • SMF1 Chief Executive (since 9 May 2024)
  • Robert Short

    IRN RXS02687

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Apr 2026)
  • Shahi Sattar

    IRN SXS02356

    • [FCA CF] Significant management (since 17 Mar 2025)
  • Stephen Paul Doherty

    IRN SXD20554

    • SMF3 Executive Director (2 Mar 2021 to 15 Mar 2023)
  • Yvonne Clough

    IRN YXC01079

    • SMF16 Compliance Oversight (27 Sep 2021 to 1 Jun 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (27 Sep 2021 to 1 Jun 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.