Walter Scott & Partners Limited

• Principal Place of Business

  Walter Scott & Partners Ltd

  1-3 Charlotte Square

  Edinburgh

  Edinburgh, City Of

  EH2 4DR

  UNITED KINGDOM

  Phone

  +441312251357

  Web

  https://www.walterscott.com

• Complaints Contact

  Walter Scott & Partners Ltd

  1-3 Charlotte Square

  Edinburgh

  Edinburgh, City Of

  EH2 4DR

  UNITED KINGDOM

  Phone

  +4401312251357

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Adam Daniel Martin

  IRN AXM05259

  • [FCA CF] Client dealing (1 May 2024 to 19 Jul 2024)
• Aimee Myra Rendall

  IRN AXR00783

  • [FCA CF] Client dealing (since 17 Jul 2023)
• Alan James Lander

  IRN AJL01254

  • SMF4 Chief Risk (since 28 Jun 2024)
  • [FCA CF] Significant management (31 Mar 2021 to 7 Jul 2025)
  • [FCA CF] Manager of certification employee (31 Mar 2021 to 7 Jul 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 7 Jul 2025)
  • CF30 Customer (9 Dec 2009 to 8 Dec 2019)
• Alan McFarlane

  IRN AXM01681

  • CF30 Customer (13 Feb 2009 to 31 Dec 2009)
  • CF8 Apportionment and Oversight (6 Apr 2003 to 31 Oct 2007)
  • CF3 Chief Executive (6 Apr 2003 to 31 Dec 2009)
  • CF1 Director (1 Dec 2001 to 31 Dec 2009)
• Alan Ritchie Edington

  IRN ARE01054

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2021)
  • [FCA CF] Significant management (9 Dec 2019 to 18 Sep 2023)
  • CF30 Customer (1 Dec 2012 to 8 Dec 2019)
• Alexander Barnaby Thompson

  IRN AXT00110

  • [FCA CF] Client dealing (13 Jan 2020 to 10 Mar 2023)
• Alexander William Bush Torrens

  IRN AWT01049

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 25 Aug 2023)
  • [FCA CF] Significant management (9 Dec 2019 to 25 Aug 2023)
  • CF30 Customer (1 Dec 2012 to 8 Dec 2019)
• Alistair Lyon-Dean

  IRN AXL01131

  • CF1 Director (28 Mar 2008 to 26 Jun 2013)
  • CF15 Internal Audit (1 Dec 2001 to 1 Jan 2007)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Jan 2007)
  • CF10 Compliance Oversight (1 Dec 2001 to 1 Sep 2009)
• Alistair Paul Ceurvorst

  IRN APC01215

  • [FCA CF] Client dealing (9 Dec 2019 to 28 Jul 2023)
  • CF30 Customer (1 Aug 2019 to 8 Dec 2019)
• Andrew Cave

  IRN AXC00199

  • [FCA CF] Client dealing (since 16 Sep 2024)

No changes recorded yet.