Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Walter Scott & Partners Limited (no longer approved here)

    FRN 122429

    • CF1 Director (28 Mar 2008 to 26 Jun 2013)
    • CF10 Compliance Oversight (1 Dec 2001 to 1 Sep 2009)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Jan 2007)
    • CF15 Internal Audit (1 Dec 2001 to 1 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.