Walter Scott & Partners Limited

• Principal Place of Business

  Walter Scott & Partners Ltd

  1-3 Charlotte Square

  Edinburgh

  Edinburgh, City Of

  EH2 4DR

  UNITED KINGDOM

  Phone

  +441312251357

  Web

  https://www.walterscott.com

• Complaints Contact

  Walter Scott & Partners Ltd

  1-3 Charlotte Square

  Edinburgh

  Edinburgh, City Of

  EH2 4DR

  UNITED KINGDOM

  Phone

  +4401312251357

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Andrew Dunlop Dollochan

  IRN ADD01032

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (1 Oct 2016 to 8 Dec 2019)
• Andrew Scott Taylor

  IRN AST01037

  • CF27 Investment Management (6 Apr 2004 to 24 Sep 2004)
• Anna Louise Nicholl

  IRN ALN01015

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF4 Chief Risk (since 9 Dec 2019)
  • CF28 Systems and controls (19 Apr 2010 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Sep 2009 to 8 Dec 2019)
• Anthony Paul McDonnell

  IRN APM01101

  • CF30 Customer (1 Nov 2007 to 6 Mar 2009)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Ashley-Jane Kyle

  IRN AXK02974

  • [FCA CF] Client dealing (since 4 Mar 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 12 May 2023)
  • CF30 Customer (2 Apr 2017 to 8 Dec 2019)
• Ayaz Yousef Siddiqui

  IRN AYS01006

  • CF28 Systems and controls (1 Nov 2007 to 21 May 2010)
  • CF15 Internal Audit (29 Jan 2007 to 31 Oct 2007)
• Barbara Lindsay Scott

  IRN BXS00468

  • [FCA CF] Significant management (since 15 Jan 2024)
• Barbara Speidel

  IRN BXS20643

  • SMF5 Head of Internal Audit (3 Jan 2020 to 31 Dec 2021)
• Brian Reid

  IRN BXR01057

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Carol-Ann Fraser

  IRN CXF01254

  • CF30 Customer (21 Apr 2008 to 31 Mar 2009)

No changes recorded yet.